Online BO Registration
Complete Partially Filled Form
Risk Assessment Survey
User Basic
Information
User Basic Information
Your Full Name
*
Email
*
Mobile No
Company
Designation
Gender
Male
Female
Capital Market Status
--select one--
Inactive Investor
Active Investor
Potential Investor
PART-A. SOCIO
ECONOMIC CONDITION
PART-A. SOCIO ECONOMIC CONDITION
1. Investors Age Group
Above 60 Years (Retired)
Above 60 Years (Not Retired)
Between 55-60 Years
Between 50-55 Years
Between 45-50 Years
Between 40-45 Years
Between 35-40 Years
Between 30-35 Years
Below 30 Years
2. Educational Background
SSC/ O Level
HSC/ A Level
Hons/ BBA
MASTERS/ MS/ MBA
M-Phil/ PHD
CFA/ CPA/ SC/ CA/ CMA
3. Profession / Occupation
Accounting /Finance
Bank/Non Bank Fin. Institutions
Engineer/Architects/Agro
Garments/Textile
Gen. Mgt/HR/Admin
Production/Operation
Travel/Tourism/Hospitality
Medical/Pharma/Heath & Fitness
IT & Tele Communication
Marketing/Sales/Customer Support
Media/Event Mgt
NGO/Development
Reserch/Consultancy
Law/Legal
Teaching/Trainer/Education
Real State/Development
Govt. /Semi-Govt
Diffence Officer
Share Business Only
Politics
4. Family and Dependents
No Dependent
2-4 Persons
5-7 Persons
8-10 Persons
Above 10 Persons (Joint Family)
Above 10 Persons (Single Family)
5. Current Residential Status
Own House (Building)
Own House (Apartment)
Stay with in laws
Rental
Hostel
Lease Apartment
6. Source of Investment Fund
Complete Own & Idle Fund
Partially Own Fund / Idle Fund
Partially Own Fund / Running Fund
Joint Fund / Family Fund
Managed Fund
Loan Fund Without Interest (Perpetual)
Loan Fund Without Interest (Fixed Period)
Loan Fund, Fixed Interest
Loan Fund, Fixed Interest above 10%
Loan Fund, Fixed Interest above 12%
7. Debt Position (Bank Liability including Credit Cards)
Personal Liability Below 5 Lacs
Personal Liability Between 5-10 Lacs
Personal Liability Between 10-15 Lacs
Personal Liability Between 15-25 Lacs
Personal Liability Between 25-50 Lacs
Personal Liability Between 50-99 Lacs
Personal Liability Above 1 Crore
8. Income-Free Cash Flow-Saving
Income
Family Exp.
Savings
Capital Market Inv.
PART-B.
Financial Literacy
PART-B. Financial Literacy
1. At What Level of Unrealised Loss% You Will "STOP LOSS".
Between 2-5%
Between 6-11%
Between 12-18%
Between 19-25%
No Stop Loss
Long Term Investment
Above 25%
Knowledge of Terminologies used in Capital Markets
1 . EPS
Well Known
Known
Unknown
2 . PE / PE RATIO
Well Known
Known
Unknown
3 . STOP LOSS
Well Known
Known
Unknown
4 . MARGIN LOAN
Well Known
Known
Unknown
5 . RSI
Well Known
Known
Unknown
6 . Netting
Well Known
Known
Unknown
7 . Bull Market / Bear Market
Well Known
Known
Unknown
8 . STCOK DIVIDEND
Well Known
Known
Unknown
9 . CASH DIVIDEND
Well Known
Known
Unknown
10 . RIGHT SHARE
Well Known
Known
Unknown
Select ‘TRUE/FALSE’ among following statements
1 . Stock Market Forecasts Are Reliable
TRUE
FALSE
2 . A Hot Stock Tip Means ‘Go/Buy’
TRUE
FALSE
3 . Capital Market is a Good Way to Make Quick Money
TRUE
FALSE
4 . Investing in stocks requires deep financial knowledge and Experience
TRUE
FALSE
5 . Capital Market is Only for Wealthy People
TRUE
FALSE
6 . Capital Market is nothing but Gambling
TRUE
FALSE
7 . I heard ‘XYZ’ is a great stock to buy, no need for further research
TRUE
FALSE
8 . Stock market is for the youth generation
TRUE
FALSE
9 . Stocks that are down will rise again
TRUE
FALSE
10 . Buying stocks at lows and Must sell at highs
TRUE
FALSE
How your Equity/Investent may Decline?
1 . Using Margin Loan
YES
NO
MAY BE
2 . Buy on high Market & Sell on low Market
YES
NO
MAY BE
3 . Netting during Bear Market
YES
NO
MAY BE
4 . Invest in junk shares
YES
NO
MAY BE
5 . Depending on AR/Traders
YES
NO
MAY BE
6 . Investment in too many securities
YES
NO
MAY BE
7 . Too many buy sell
YES
NO
MAY BE
8 . By following others
YES
NO
MAY BE
PART-C.
CAPITAL MARKET PHILOSOPHY
PART-C. CAPITAL MARKET PHILOSOPHY
1. How Do You Define Capital Market?
Risky market
Gamblers Place
Safe Market
Another Source of Income
Calculated Speculation
2. Why Do You Want to Invest in Capital Market?
Better return than Bank/FDR
Mode of Fixed Deposit
For some profit/Equity Growth
For tax rebate
To earn huge profit
To generate regular income
3. Do You Have Any Investment in Bangladesh Capital Market? YES/NO, If YES, How Long?
20+ Years
18-20 Years
15-18 Years
12-15 Years
10-12 Years
8-10 Years
5-8 Years
3-5 Years
0-3 Years
No /0 Year
4. What is Your Total "Investment Size" in Bangladesh Capital Market?
Above 10 Crore
Between 6-10 Crore
Between 3-5 Crore
Between 1-3 Crore
Between 0.8-1 Crore
Between 50-80 Lacs
Between 20-50 Lacs
Between 10-20 Lacs
Between 3-10 Lacs
Below 3 Lacs
5. What is Your Investment Philosophy (Profit Target)?
IPO
Capital Gain
Cash Dividend
Stock Dividend
Go with Market Patterns
Selective Instrument/Sector
Frequent Shifting of Instrument/Sector
Short Term (One Week)
Unknown (Depends on Market)
All of Above
6. What is Your Preferred Way to Select Instruments?
Foreign Reserach
Local Reserach
Own Analysis
Information from a Professional
Consult with Brokers AR/Trader
Structured Investment Forum/Group
Non Structured Investment Forum/Group
Following others (RUMOR)
Information from a friend (RUMOR)
Social Media like Facebook (RUMOR)
7. How do You See, Investment Opportunities in Z Category?
Not interested
Interested but RISKY
Profitable in long term
Sometimes Profitable
Always Profitable
8. What is Your Frequency of Investment/Trade in Capital Markets?
Day Netting
T+2
Weekly but not monthly
Monthly but not quarterly
Quarterly but not semi annually
Yearly Once/Twice
This is for holding (Linked BO)
Irrelevant
9. Are You Interested to Trade With Margin?
Not interested in MARGIN
Only Bear Market
When Necessary
Always/Regularly
10. What is Your Annual Expected (ROI) "Return On Investment" from Capital Market?
below 10%
10%-15%
16%-20%
21%-30%
31%-40%
41%-50%
51%-75%
75%+
BANK rate + 5%